DID ERNEST GREY FRERKING CAUSE YOU INVESTMENT LOSSES?
Ernest Frerking Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct
Who is Ernest Frerking of Merrill Lynch Pierce Fenner & Smith?
Ernest Frerking (CRD #2588177) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Ernest Frerking Customer Complaint
Ernest Frerking has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the attorney for the deceased customers’ estate alleged misappropriation of funds. The customer complaint filed against Ernest Frerking’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report.
Ernest Frerking Red Flags & Your Rights As An Investor
Of course, Ernest Frerking did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Frerking at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ernest Frerking has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ernest Frerking
If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ernest Frerking and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.