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Erin Willis Of Cambridge Investment Research And Cambridge Investment Research Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Erin Willis of Cambridge Investment Research?

Erin Willis (CRD #2406860) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Annapolis, Maryland is a subject of one of our many securities industry sales practice abuse investigations.

Erin Willis Customer Complaints

Erin Willis has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Erin Willis’ customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Erin Willis

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Erin Willis failed to invest her assets in correlation to her investment objectives. Client also alleged Erin Willis made changes within her account without her consent.
  • Client alleged that there was no investment action done for their account. Additionally, client alleged that Erin Willis expressed that their account would perform better than it did.

Erin Willis Red Flags & Your Rights As An Investor

Of course, Erin Willis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erin Willis at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether Erin Willis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Cambridge Investment Research Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Erin Willis

If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or Erin Willis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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