| Read Time: 2 minutes | News & Articles |


Erin Klang Formerly With Gradient Securities, LLC And PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Erin Klang formerly with Gradient Securities, LLC?

Erin Klang (CRD #6704221) who was formerly registered with Gradient Securities, LLC and located in Johnston, Iowa is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Gradient Securities, LLC, Erin Klang was associated with PFS Investments Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Erin Klang Customer Complaint

Erin Klang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Erin Klang breached her fiduciary duty and made misrepresentations related to flexible premium life insurance products and the purchase of a fixed index annuity insurance product. Erin Klang’s customer complaint was settled in favor of the investor.

Erin Klang Red Flags & Your Rights As An Investor

Of course, Erin Klang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erin Klang at Gradient Securities, LLC and PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Erin Klang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities, LLC and PFS Investments Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Gradient Securities, LLC Due To Erin Klang

If you have questions about Gradient Securities, LLC, PFS Investments Inc., and/or Erin Klang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars