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Eric Thronson Of Ameriprise Financial Services, LLC And Formerly With Securities America And Securities America Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Eric Thronson of Ameriprise Financial Services, LLC?

Eric Thronson (CRD #4143486) who is currently registered with Ameriprise Financial Services, LLC and located in Owatonna, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Eric Thronson was associated with Securities America, Securities America Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Eric Thronson Customer Complaints

Eric Thronson has been the subject of 2 customer complaints that we know about. Both of Eric Thronson’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Eric Thronson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Eric Thronson made poor stock recommendations in client’s IRA account.
  • Client alleged that their account was invested by Eric Thronson more aggressively than their risk tolerance.

Eric Thronson Red Flags & Your Rights As An Investor

Of course, Eric Thronson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Thronson at Ameriprise Financial Services, LLC, Securities America, and Securities America Advisors on alert to review carefully the activity and performance of their accounts and question whether Eric Thronson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC, Securities America, and Securities America Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Eric Thronson

If you have questions about Ameriprise Financial Services, LLC Securities America, Securities America Advisors, and/or Eric Thronson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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