DID ERIC NOLAN THARP CAUSE YOU INVESTMENT LOSSES?
Eric Tharp Of TIAA-CREF Individual & Institutional Services And Formerly With Santander Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Eric Tharp of TIAA-CREF Individual & Institutional Services?
Eric Tharp (CRD #6059458) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Eric Tharp was associated with Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Eric Tharp Customer Complaint
Eric Tharp has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the investment was unsuitable. Client stated that she advised the representative, Eric Tharp that she was a conservative investor and did not want to be subject to significant loss in the account. Eric Tharp’s customer complaint was denied and, to date, the customer has not taken any further action.
Eric Tharp Red Flags & Your Rights As An Investor
Of course, Eric Tharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Tharp at TIAA-CREF Individual & Institutional Services and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Eric Tharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and Santander Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Eric Tharp
If you have questions about TIAA-CREF Individual & Institutional Services, Santander Securities, and/or Eric Tharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.