DID ERIC JAMES SCHWAGER CAUSE YOU INVESTMENT LOSSES?
Eric Schwager Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct
Who is Eric Schwager formerly with Merrill Lynch Pierce Fenner & Smith?
Eric Schwager (CRD #5817329) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Honolulu, Hawaii is a subject of one of our many securities industry sales practice abuse investigations.
Eric Schwager Customer Complaint
Eric Schwager has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were selling away; that is, selling securities that were not authorized for sale by his employer. Eric Schwager’s customer complaint was settled in favor of the investors.
Eric Schwager Red Flags & Your Rights As An Investor
Of course, Eric Schwager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schwager at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Schwager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Eric Schwager
If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Eric Schwager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.