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Eric Francis Rapczyk with National Securities Corporation Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Eric F. Rapczyk with National Securities Corporation?

Eric Rapczyk (CRD #4842264) who is currently registered with National Securities Corporation and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to National Securities Corporation, Eric Rapczyk was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

National Securities Corporation Broker Misconduct

In his career, Eric Rapczyk has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses.

There are currently two pending customer complaints filed against Eric Rapczyk’s current employer National Securities Corporation for investment losses caused by his alleged misconduct.

Allegations Against Eric Rapczyk

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged unauthorized trading in over-the-counter stocks in his account.
  • To customers and separate arbitrations filed against Eric Rapczyk alleged that he made unsuitable recommendations to them to invest in private placements.

Eric Rapczyk Red Flags & Your Rights as An Investor

Of course, Eric Rapczyk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Rapczyk at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Eric Rapczyk has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at National Securities Corporation in such a short period of time also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At National Securities Corporation

If you have questions about National Securities Corporation and/or Eric Rapczyk and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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