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Eric Hogarth Formerly With Silver Oak Securities, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Eric Hogarth formerly with Silver Oak Securities, Incorporated?

Eric Hogarth (CRD #4799191) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.

Eric Hogarth Customer Complaints

Eric Hogarth has been the subject of 4 customer complaints that we know about, which were filed to recover investment losses. Three of Eric Hogarth’s 4 customer complaints were settled in favor of investors. One of Eric Hogarth’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Eric Hogarth

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of illiquid investments to a senior customer.
  • Failure to inform customer of illiquid nature of of alternative investment.
  • Failure to follow customer instructions.
  • Failure to disclose investment properly and unsuitable recommendation in light of customers total net worth.

Eric Hogarth Red Flags & Your Rights As An Investor

Of course, Eric Hogarth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Hogarth at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Eric Hogarth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Eric Hogarth

If you have questions about Silver Oak Securities, Incorporated and/or Eric Hogarth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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