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Eric Felsenfeld Of Kingswood Capital Partners, LLC And Formerly With Niagara International Capital Limited And H. Beck, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Eric Felsenfeld of Kingswood Capital Partners, LLC?

Eric Felsenfeld (CRD #4496689) who is currently registered with Kingswood Capital Partners, LLC and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kingswood Capital Partners, LLC, Eric Felsenfeld was associated with Niagara International Capital Limited, H. Beck, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Eric Felsenfeld Customer Complaints

Eric Felsenfeld has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  One of Eric Felsenfeld’s 2 customer complaints was settled in favor of the investor. One of Eric Felsenfeld’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Eric Felsenfeld

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of risk associated with business development company and REIT investments.
  • Unsuitable recommendations of REITs and unit investment trust.

Eric Felsenfeld Red Flags & Your Rights As An Investor

Of course, Eric Felsenfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Felsenfeld at Kingswood Capital Partners, LLC, Niagara International Capital Limited, and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Felsenfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Niagara International Capital Limited, and H. Beck, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Eric Felsenfeld

If you have questions about Kingswood Capital Partners, LLC, Niagara International Capital Limited, H. Beck, Inc., and/or Eric Felsenfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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