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Eric Brady Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct

Who is Eric Brady of Thrivent Investment Management?

Eric Brady (CRD #2152702) who is currently registered with Thrivent Investment Management and located in Salisbury, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.

Eric Brady Customer Complaint

Eric Brady has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Eric Brady did not properly supervise office assistant and that he was vicariously liable, as employer, for actions of misappropriation as office assistant. Eric Brady’s customer complaint was settled in favor of the investors.

Eric Brady Red Flags & Your Rights As An Investor

Of course, Eric Brady did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Brady at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Eric Brady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Eric Brady

If you have questions about Thrivent Investment Management and/or Eric Brady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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