DID EMILY NIKOLOUDIS CAUSE YOU INVESTMENT LOSSES?
Emily Nikoloudis Of Purshe Kaplan Sterling Investments, Transcend Wealth Collective And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Emily Nikoloudis of Purshe Kaplan Sterling Investments?
Emily Nikoloudis (CRD #3223547) who is currently registered with Purshe Kaplan Sterling Investments, Transcend Wealth Collective and located in Short Hills, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Transcend Wealth Collective, Emily Nikoloudis was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Emily Nikoloudis Customer Complaint
Emily Nikoloudis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the trustee alleged their financial advisors never notified and or made them aware of the requirement to take minimum required distributions from the inherited IRA. The trustee further alleged they were told that no distributions were needed. Emily Nikoloudis’ customer complaint was denied and, to date, the customer has not taken any further action.
Emily Nikoloudis Red Flags & Your Rights As An Investor
Of course, Emily Nikoloudis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emily Nikoloudis at Purshe Kaplan Sterling Investments, Transcend Wealth Collective and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Emily Nikoloudis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Transcend Wealth Collective and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Emily Nikoloudis
If you have questions about Purshe Kaplan Sterling Investments, Transcend Wealth Collective, UBS Financial Services, and/or Emily Nikoloudis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.