DID EMILIO ENRIQUE RIVERA CAUSE YOU INVESTMENT LOSSES?
Emilio Rivera Of MML Investors Services And Formerly With NYLIFE Securities, AXA Advisors And Eagle Strategies Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Emilio Rivera of MML Investors Services?
Emilio Rivera (CRD #4258690) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Emilio Rivera was associated with NYLIFE Securities, AXA Advisors, Eagle Strategies and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Emilio Rivera Customer Complaints
Emilio Rivera has been the subject of 2 customer complaints that we know about. Both of Emilio Rivera’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Emilio Rivera
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Emilio Rivera’s misrepresentation relating to the liquidity of an auction rate securities purchase.
- Customer alleged Emilio Rivera misrepresented the terms of his variable life policy when he purchased it and requested a full refund of premiums paid.
Emilio Rivera Red Flags & Your Rights As An Investor
Of course, Emilio Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Rivera at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Emilio Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services Due To Emilio Rivera
If you have questions about MML Investors Services, NYLIFE Securities, AXA Advisors, Eagle Strategies, and/or Emilio Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.