DID ELISE DAVIS CAUSE YOU INVESTMENT LOSSES?
Elise Davis Of Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct
Who is Elise Davis of Morgan Stanley?
Elise Davis (CRD #1565856) who is currently registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations.
Elise Davis Customer Complaint
Elise Davis has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that clients allege, inter alia, that prepayment penalties applicable to liquidity access line were not disclosed to them. Elise Davis’ customer complaint was settled in favor of the investors.
Elise Davis Red Flags & Your Rights As An Investor
Of course, Elise Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elise Davis at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Elise Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Elise Davis
If you have questions about Morgan Stanley and/or Elise Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.