DID ELAN SANKER CAUSE YOU INVESTMENT LOSSES?

Elan Sanker Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Elan Sanker formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Elan Sanker (CRD #5580543) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Pennington, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Elan Sanker was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Elon Sanker will probably be hearing from the regulators very soon about a disciplinary proceeding. At the end of May this year, Merrill Lynch Pierce Fenner and Smith terminated him from its employment for allegedly entering into a financial arrangement with the client, failing to disclose an outside business activity and using a personal device for business purposes, all of which, if proven, would violate several FINRA conduct rules.

Investment Losses? Let’s talk.

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Elan Sanker Customer Complaint

Elan Sanker has been the subject ofat least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for “selling away” which is the sale of a product or transaction which is undisclosed and unauthorized by his employer. The customer complaint was recently filed and is still pending against Merrill Lynch Pierce Fenner and Smith for Elan Sanker’s alleged misconduct.

Elan Sanker Red Flags & Your Rights As An Investor

Of course, Elan Sanker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elan Sanker at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elan Sankerhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Elan Sanker

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC and/or Elan Sanker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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