DID ELADIO ARTURO SANTIAGO CAUSE YOU INVESTMENT LOSSES?
Eladio Arturo Santiago Of Cambridge Investment Research, Inc. And Formerly UBS Financial Services, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years
Who is Eladio A. Santiago with Cambridge Investment Research, Inc.?
Eladio Santiago (CRD #3060628) who is currently registered with Cambridge Investment Research, Inc. and located in Fulton, Maryland is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Cambridge Investment Research, Inc., Eladio Santiago was associated with UBS Financial Services Inc. and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
UBS Financial Services, Inc. Broker Misconduct
In his career, Eladio Santiago has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. Two of Eladio Santiago’s 3 customer complaints were settled by UBS Financial Services, Inc. in favor of investors.
Allegations Against Eladio Santiago
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Customers alleged unsuitable transactions in their accounts.
- Two claimants and separate arbitration proceedings alleged unsuitable investment recommendations and mismanagement of their accounts.
Eladio Santiago Red Flags & Your Rights as An Investor
Of course, Eladio Santiago did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Eladio Santiagoat Cambridge Investment Research, Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Eladio Santiagohas engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at UBS Financial Services Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. And UBS Financial Services, Inc.
If you have questions about Cambridge Investment Research, Inc., UBS Financial Services Inc., and/or Eladio Santiago and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.