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Edward Yoon of First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Edward Yoon of First Allied Securities Inc.?

Edward Yoon (CRD #2408137) who is currently registered with First Allied Securities, Inc. and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations.

Edward Yoon Customer Complaints

Edward Yoon has been the subject of 3 customer complaints that we know about. One of Edward Yoon’s 3 customer complaints was settled in favor of investors. One of Edward Yoon’s customers’ complaints was denied and the customers did not take any further action.

Allegations Against Edward Yoon

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleges fraud, misrepresentation, negligence, breach of fiduciary duty, unauthorized and unsuitable trading in speculative securities on margin in claimant’s account allegedly by Edward Yoon.
  • Claimant alleges her former financial advisor Edward Yoon recommended three investments that were not suitable for her. Claimant generally alleges breach of duty, unsuitability, negligence, and breach of contract.
  • Client alleges unsuitable REIT investment by Edward Yoon.

Edward Yoon Red Flags & Your Rights As An Investor

Of course, Edward Yoon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Yoon at First Allied Securities, Inc. and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Edward Yoon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. and First Allied Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Edward Yoon

If you have questions about First Allied Securities, Inc., First Allied Advisory Services, and/or Edward Yoon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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