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Edward Rosenblatt Of Cetera Advisor Networks LLC Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Edward Rosenblatt of Cetera Advisor Networks LLC?

Edward Rosenblatt

Edward Rosenblatt (CRD #2658712) who is currently registered as a broker and investment adviser with Cetera Advisor Networks LLC and located in Mission Viejo, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Edward Rosenblatt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Edward Rosenblatt Customer Complaints

Edward Rosenblatt has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Edward Rosenblatt’s current and former employers in favor of the investors. Two of the customer complaints were denied by Financial Network Investment Corporation and the investors took no further action. There is currently one FINRA arbitration proceeding pending against Cetera Advisor Networks for Edward Rosenblatt’s alleged misconduct.

Allegations Against Edward Rosenblatt

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Breach of fiduciary duty, breach of contract, and failure to supervise mutual fund investment.
  • Failure to follow client’s instructions to place stop loss orders.
  • Misrepresentation of variable annuity contract.
  • Negligent management of account.
  • Unauthorized trading.

Edward Rosenblatt Red Flags & Your Rights As An Investor

Of course, Edward Rosenblatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rosenblatt at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Rosenblatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Edward Rosenblatt

If you have questions about Cetera Advisor Networks LLC and/or Edward Rosenblatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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