DID EDWARD GIVIN HOLMES CAUSE YOU INVESTMENT LOSSES?
Edward Holmes Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Edward Holmes of Northwestern Mutual Investment Services?
Edward Holmes (CRD #3265277) who is currently registered with Northwestern Mutual Investment Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.
Edward Holmes Customer Complaint
Edward Holmes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer purchased a fixed annuity using funds from an IRA rollover account. The customer alleged that the representative made misrepresentations during the sale, breached his fiduciary duty to the customer, and the fixed annuity was unsuitable. Edward Holmes’ customer complaint was denied and, to date, the customer has not taken any further action.
Edward Holmes Red Flags & Your Rights As An Investor
Of course, Edward Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Holmes at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Edward Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Edward Holmes
If you have questions about Northwestern Mutual Investment Services and/or Edward Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.