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Eduardo Leon, Jr. Of Global Financial Services, L.L.C. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Eduardo Leon, Jr. of Global Financial Services, L.L.C.?

Eduardo Leon, Jr.

Eduardo Leon, Jr. (CRD #2232647) who is currently registered as a broker with Global Financial Services, L.L.C. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Global Financial Services, L.L.C., Eduardo Leon, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Eduardo Leon, Jr. Customer Complaints

Eduardo Leon, Jr. has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were settled by Global Financial Services in favor of the investors.

Allegations Against Eduardo Leon, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Purchase of an incorrect amount of bonds in a clients portfolio.
  • Exercise of discretion and investment in a bond that defaulted within 21 days of the purchase date.
  • Failure to follow customer’s instructions to impose a stop-loss order.
  • Sales practice violations.

Eduardo Leon, Jr. Red Flags & Your Rights As An Investor

Of course, Eduardo Leon, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eduardo Leon, Jr. at Global Financial Services, L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Eduardo Leon, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Global Financial Services, L.L.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Global Financial Services, L.L.C.  Due To Eduardo Leon, Jr.

If you have questions about Global Financial Services, L.L.C. and/or Eduardo Leon, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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