DID EDGAR MOCK CAUSE YOU INVESTMENT LOSSES?
Edgar Mock Of Trustmont Financial Group, Inc., And Money Management Advisory Has One Customer Complaint For Alleged Broker Misconduct
Who is Edgar Mock of Trustmont Financial Group, Inc.?
Edgar Mock (CRD #1309680) who is currently registered with Trustmont Financial Group, Inc., Money Management Advisory and located in Feasterville, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
Edgar Mock has had his own problems with the regulators. Both FINRA and the State of Maryland investigated and sanctioned him. Maryland sanctioned him for transacting business as an unregistered investment adviser. FINRA alleged that Edgar Mock prepared false documents and suspended him from acting as a principal of any firm for one year in addition to a fine.
Edgar Mock Customer Complaint
Edgar Mock has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged unsuitable securities, common law fraud, breach of fiduciary duty, unjust enrichment, the failure to supervise, and violation of the Pennsylvania Unfair Trade Practices and Consumer Protection Law. The customer complaint filed against Edgar Mock’s current employer Money Management Advisory for investment losses caused by the alleged misconduct is pending as of the date of this report.
Edgar Mock Red Flags & Your Rights As An Investor
Of course, Edgar Mock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgar Mock at Trustmont Financial Group, Inc. and Money Management Advisory on alert to review carefully the activity and performance of their accounts and question whether Edgar Mock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Trustmont Financial Group, Inc. and Money Management Advisory also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Trustmont Financial Group, Inc. Due To Edgar Mock
If you have questions about Trustmont Financial Group, Inc., Money Management Advisory, and/or Edgar Mock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.