DID EDDY JOSEPH GUTIERREZ CAUSE YOU INVESTMENT LOSSES?
Eddy Gutierrez Of Oppenheimer & Co. Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Eddy Gutierrez of Oppenheimer & Co. Inc.?
Eddy Gutierrez (CRD #2247435) who is currently registered with Oppenheimer & Co. Inc. and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Eddy Gutierrez was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Eddy Gutierrez Customer Complaint
Eddy Gutierrez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to corporate debt transactions. Eddy Gutierrez’s customer complaint was settled in favor of the investor.
Eddy Gutierrez Red Flags & Your Rights As An Investor
Of course, Eddy Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eddy Gutierrez at Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Eddy Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Eddy Gutierrez
If you have questions about Oppenheimer & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Eddy Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.