DID DOUGLAS RANDAL WILLIAMS CAUSE YOU INVESTMENT LOSSES?
Douglas Williams Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Douglas Williams formerly with Edward Jones?
Douglas Williams (CRD #3156120) who was formerly registered with Edward Jones and located in Glastonbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.
Douglas Williams Customer Complaints
Douglas Williams has been the subject of 2 customer complaints that we know about. One of Douglas Williams’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Douglas Williams’ alleged misconduct.
Allegations Against Douglas Williams
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that Douglas Williams provided misinformation regarding the owner of a Lincoln Annuity which resulted in the client incurring legal fees when he was required to defend a litigation action from his ex-wife to return ownership to her.
- Client alleged Douglas Williams did not inform her of the potential tax consequences associated with a move to an Advisory Solutions account
Douglas Williams Red Flags & Your Rights As An Investor
Of course, Douglas Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Williams at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Douglas Williams
If you have questions about Edward Jones and/or Douglas Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.