| Read Time: 2 minutes |

DID DOUGLAS WILLIAM MILLER CAUSE YOU INVESTMENT LOSSES?

Douglas Miller Formerly With Silver Oak Securities, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Douglas Miller formerly with Silver Oak Securities, Incorporated?

Douglas Miller (CRD # 1969971) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   

Douglas Miller Customer Complaints

Douglas Miller has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  Both of Douglas Miller’s customer complaints were settled in favor of investors.

Allegations Against Douglas Miller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty and misrepresentations related to the sale of private non-traded REITs.
  • Misrepresentation and breach of fiduciary duty related to non-traded REIT transactions.

Douglas Miller Red Flags & Your Rights As An Investor

Of course, Douglas Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Miller at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Douglas Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Douglas Miller

If you have questions about Silver Oak Securities, Incorporated and/or Douglas Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...