DID DOUGLAS L GOSS CAUSE YOU INVESTMENT LOSSES?
Douglas Goss Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Douglas Goss formerly with Wells Fargo Clearing Services?
Douglas Goss (CRD #1549074) who was formerly registered with Wells Fargo Clearing Services and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.
Douglas Goss Customer Complaints
Douglas Goss has been the subject of 2 customer complaints that we know about. One of Douglas Goss’ 2 customer complaints was settled in favor of investors. One of Douglas Goss’ customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Douglas Goss
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Trustee complained of excessive trading in trust’s account by Douglas Goss.
- Client alleged that Douglas Goss misrepresented the tax consequences of certain transactions and allowed client’s wife to make unauthorized transactions in his accounts.
Douglas Goss Red Flags & Your Rights As An Investor
Of course, Douglas Goss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Goss at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Douglas Goss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Douglas Goss
If you have questions about Wells Fargo Clearing Services and/or Douglas Goss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.