| Read Time: 2 minutes |


Douglas M. Bray with J.P. Morgan Securities, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Douglas M. Bray with J.P. Morgan Securities, LLC?

Douglas Bray (CRD #2907254) who is currently registered with J.P. Morgan Securities, LLC and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to J.P. Morgan Securities LLC, Douglas Bray has associated with6other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

J.P. Morgan Securities, LLC Broker Misconduct

In his career, Douglas Bray has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of the complaints were recently denied by Mr. Bray and his employer, and to date, the customers have not taken any further action.

Allegations Against Douglas Bray

A sample of the allegations made in the FINRA reported customer complaints for investment losses are as follows:

  • The client alleged unsuitable recommendations in connection with a managed account.
  • The client alleged misappropriation of funds.

Douglas Bray Red Flags & Your Rights As An Investor

Of course, Douglas Bray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Bray at J.P. Morgan Securities, LLC alert to review carefully the activity and performance of their accounts and question whether Douglas Brayhas engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at J.P. Morgan Securities, LLC about Douglas Bray such a short period of time also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At J.P. Morgan Securities LLC  

If you have questions about J.P. Morgan Securities, LLC and/or Douglas Bray and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars