DID DORINE DILAK HARTER CAUSE YOU INVESTMENT LOSSES?
Dorine Harter Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Dorine Harter formerly with NYLIFE Securities?
Dorine Harter (CRD #1165056) who was formerly registered with NYLIFE Securities and located in Emporia, Kansas is a subject of one of our many securities industry sales practice abuse investigations.
Dorine Harter Customer Complaint
Dorine Harter has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the Power of Attorney for a customer alleged that investments held in several investment accounts-including a two brokerage accounts and two variable annuities-were unsuitable recommendations given the customer’s investment profile and tax planning needs. Dorine Harter’s customer complaint was settled in favor of the investors.
Dorine Harter Red Flags & Your Rights As An Investor
Of course, Dorine Harter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dorine Harter at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Dorine Harter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Dorine Harter
If you have questions about NYLIFE Securities and/or Dorine Harter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.