| Read Time: 2 minutes | Centaurus Financial Complaints | News & Articles |


Donna Seymour Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Donna Seymour of Centaurus Financial, Inc.?

Donna Seymour

Donna Seymour (CRD #1714302) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Winter Haven, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Donna Seymour was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Donna Seymour Customer Complaints

Donna Seymour has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints evolved into FINRA arbitration proceedings against Centaurus Financial for Donna Seymour’s alleged misconduct and are still pending.

Allegations Against Donna Seymour

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Recommendation of illiquid and high commission investment was unsuitable.
  • Advisor misrepresented and unsuitable investment.
  • Registered representative recommended unsuitable, complex, high-risk, illiquid, high yield investment involving corporate debt

Donna Seymour Red Flags & Your Rights As An Investor

Of course, Donna Seymour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna Seymour at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donna Seymour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Donna Seymour

If you have questions about Centaurus Financial, Inc. and/or Donna Seymour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars