| Read Time: 2 minutes | Merrill Lynch Complaints |


Donald Ostrick Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct

Who is Donald Ostrick of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Donald Ostrick (CRD # 1078166) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Jericho, New York is a subject of one of FINRA’s investigations and our many securities industry sales practice abuse investigations.

Donald Ostrick Customer Complaint

Donald Ostrick has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of closed-end funds. Donald Ostrick’s customer complaint was settled in favor of the investor.  

Donald Ostrick Red Flags & Your Rights As An Investor

Of course, Donald Ostrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Ostrick at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Donald Ostrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Donald Ostrick

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Donald Ostrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars