DID DONALD GREGORY BAKER CAUSE YOU INVESTMENT LOSSES?
Donald Baker of Kestra Investment Services, Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Donald Baker of Kestra Invesstment Services?
Donald Baker (CRD #2369255) who is currently registered with Kestra Investment Services and Kestra Advisory Services and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
Donald Baker Customer Complaint
Donald Baker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges the representative failed to follow instruction to reinvest assets in the client’s pension fund. Donald Baker’s customer complaint was denied and, to date, the customers have not taken any further action.
Donald Baker Red Flags & Your Rights As An Investor
Of course, Donald Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Baker at Kestra Advisory Services and Kestra Investment Services on alert to review carefully the activity and performance of their accounts and question whether Donald Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Donald Baker
If you have questions about Kestra Advisory Services, Kestra Investment Services, and/or Donald Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.