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Dominick Greco Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Don Rudolph formerly with LPL Financial LLC?

Don Rudolph (CRD #1743602) who was formerly registered with LPL Financial LLC and located in Chapel Hill, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Don Rudolph was associated with INVEST Financial Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Don Rudolph Customer Complaints

Don Rudolph has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  One of Don Rudolph’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Don Rudolph’s former employer Founders Financial Alliance for investment losses caused by the alleged misconduct.

Allegations Against Don Rudolph

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations of business development companies and REIT.
  • Misrepresentation of advisory fees.

Don Rudolph Red Flags & Your Rights As An Investor

Of course, Don Rudolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Rudolph at LPL Financial LLC and INVEST Financial Corporationon alert to review carefully the activity and performance of their accounts and question whether Don Rudolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and INVEST Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Don Rudolph

If you have questions about LPL Financial LLC, INVEST Financial Corporation and/or Don Rudolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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