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Dominick Greco Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Dominick Greco formerly with LPL Financial LLC?

Dominick Greco (CRD #4375180) who was formerly registered with LPL Financial LLC and located in Indio, California is a subject of one of our many securities industry sales practice abuse investigations.  

Dominick Greco Customer Complaints

Dominick Greco has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. Two of Dominick Greco’s 3 customer complaints were settled in favor of investors. One of Dominick Greco’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Dominick Greco

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of Norstar Real Estate Investment II and FS Investment Corp.
  • Unsuitable investment recommendations in breach of financial advisors fiduciary duty along with misrepresentations and negligence in connection with investments in REITs and business development companies.
  • Unsuitable REIT purchase.

Dominick Greco Red Flags & Your Rights As An Investor

Of course, Dominick Greco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominick Greco at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominick Greco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco

If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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