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Dominic Debruin Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Dominic Debruin formerly with LPL Financial LLC?

Dominic Debruin (CRD #2788196) who was formerly registered with LPL Financial LLC and located in Meza, Arizona is a subject of a FINRA regulatory investigation and one of our many securities industry sales practice abuse investigations.  Dominic Debruin has been permanently barred from association with any FINRA member firm.  

Dominic Debruin Customer Complaint

Dominic Debruin has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended unsuitable stock transactions and misappropriated funds. Dominic Debruin’s customer complaint was settled in favor of the investors.

Dominic Debruin Red Flags & Your Rights As An Investor

Of course, Dominic Debruin’s did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominic Debruin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominic Debruin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominic Debruin

If you have questions about LPL Financial LLC and/or Dominic Debruin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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