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Diana Elizabeth Ceylan with Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Diana E. Ceylan with Oppenheimer & Co. Inc.?

Diana Ceylan (CRD #2491764) who is currently registered with Oppenheimer & Co. Inc. and located in Saddle Brook, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Diana Ceylan was associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Oppenheimer & Co. Inc. Broker Misconduct

In her career, Diana Ceylan has been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. Two of those customer complaints were denied by Oppenheimer & Co.; it appears that one customer pursued the action, and the other did not. There is currently one pending customer complaint filed against Diana Ceylan’s current employer Oppenheimer & Co. Inc. for investment losses caused by her alleged misconduct.

Allegations Against Diana Ceylan

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Client alleges that sales instructions were not followed.
  • Claimants assert violations of Section 10(b) and rule 10b-5, fraud, usury duty, breach of duty of good faith and fair dealing, negligence, violation of FINRA and SEC rules, breach of contract, and failure to supervise in connection with an alleged failure to sell stock is instructed.

Diana Ceylan Red Flags & Your Rights As An Investor

Of course, Diana Ceylan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diana Ceylan at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Diana Ceylan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. about Diana Ceylan also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc.

If you have questions about Oppenheimer & Co. Inc. and/or Diana Ceylan and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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