| Read Time: 2 minutes | Infinex Investments Complaints | National Securities Corp Complaints |


Derek Malone Of Infinex Investments, Inc. And Formerly With Essex National Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Derek Malone of Infinex Investments, Inc.?

Derek Malone (CRD #5495233) who is currently registered with Infinex Investments, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Infinex Investments, Inc., Derek Malone was associated with Essex National Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Derek Malone Customer Complaints

Derek Malone has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Derek Malone’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Derek Malone’s former employer Essex National Securities, LLC for investment losses caused by the alleged misconduct.

Allegations Against Derek Malone

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendation of REIT.
  • Misrepresentation about the risk and liquidity of a REIT investment.

Derek Malone Red Flags & Your Rights As An Investor

Of course, Derek Malone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Malone at Infinex Investments, Inc. and Essex National Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Derek Malone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. and Essex National Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Derek Malone

If you have questions about Infinex Investments, Inc., Essex National Securities, LLC, and/or Derek Malone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars