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Dennis Robberecht Of Hilltop Securities Inc. Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Dennis Robberecht of Hilltop Securities Inc.?

Dennis Robberecht (CRD #1213446) who is currently registered with Hilltop Securities Inc. and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations.

Dennis Robberecht Customer Complaints

Dennis Robberecht has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Dennis Robberecht’s 6 customer complaints was settled in favor of investor. Five of Dennis Robberecht’s customer complaints were denied, and, to date, the customers have not taken any further action.

Allegations Against Dennis Robberecht

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations in breach of brokers fiduciary duty.
  • Misrepresentation of unit investment trust investment.
  • Unauthorized trading.
  • Failure to follow client’s instructions related to continuation of trading in client’s account.
  • Unauthorized trading and unsuitable investment recommendations of closed-end funds, mutual funds, and collateralized mortgage obligations.
  • Excessive trading in a client’s account.

Dennis Robberecht Red Flags & Your Rights As An Investor

Of course, Dennis Robberecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Robberecht at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Robberecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Dennis Robberecht

If you have questions about Hilltop Securities Inc. and/or Dennis Robberecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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