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Dennis Oleszkowicz Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Dennis Oleszkowicz of UBS Financial Services Inc.?

Dennis Oleszkowicz (CRD #837970) who is currently registered with UBS Financial Services Inc. and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations.

Dennis Oleszkowicz Customer Complaints

Dennis Oleszkowicz has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two of Dennis Oleszkowicz’s 4 customer complaints were settled in favor of investors. One of Dennis Oleszkowicz’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Dennis Oleszkowicz’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct.

Allegations Against Dennis Oleszkowicz

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow client’s instructions to remove restricted status of his shares of stock resulted in lost opportunity damages.
  • Customer alleged misrepresentations and securities fraud, breach of fiduciary duty, breach of contract related to stock option investments.
  • Failure to transfer accounts and timely manner.

Dennis Oleszkowicz Red Flags & Your Rights As An Investor

Of course, Dennis Oleszkowicz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Oleszkowicz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Oleszkowicz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Dennis Oleszkowicz

If you have questions about UBS Financial Services Inc. and/or Dennis Oleszkowicz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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