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Dennis Holland Of Principal Securities, Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Dennis Holland of Principal Securities, Inc.?

Dennis Holland (CRD #1186824) who is currently registered with Principal Securities, Inc. and located in Saint Cloud, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Dennis Holland Customer Complaint

Dennis Holland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client claims damages from the recommendations made by the RR regarding the replacement of his insurance policies, the purchase of a variable annuity and the resulting tax consequences from these transactions. Dennis Holland’s customer complaint was settled in favor of investors.

Dennis Holland Red Flags & Your Rights As An Investor

Of course, Dennis Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Holland at Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Principal Securities, Inc. Due To Dennis Holland

If you have questions about Principal Securities, Inc. and/or Dennis Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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