| Read Time: 2 minutes | Spartan Capital Securities Complaints |


Dennis Hanrahan Of Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Dennis Hanrahan of Spartan Capital Securities, LLC?

Dennis Hanrahan (CRD #3004868) who is currently registered with Spartan Capital Securities, LLC and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations.  

Dennis Hanrahan Customer Complaints

Dennis Hanrahan has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Dennis Hanrahan’s 2 customer complaints was settled in favor of the investor. One of Dennis Hanrahan’s customer complaints was denied, and, to date, the customer has not taken any further action.

Allegations Against Dennis Hanrahan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation and unsuitable investment recommendations.
  • Unauthorized transactions in client’s account.

Dennis Hanrahan’s Red Flags & Your Rights As An Investor

Of course, Dennis Hanrahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Hanrahan at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dennis Hanrahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Dennis Hanrahan

If you have questions about Spartan Capital Securities, LLC and/or Dennis Hanrahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars