DID DENISE ELAINE STUART CAUSE YOU INVESTMENT LOSSES?
Denise Stuart Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Denise Stuart of TIAA-CREF Individual & Institutional Services, LLC?
Denise Stuart (CRD #5246423) who is currently registered with TIAA-CREF Individual & Institutional Services, LLC and located in Lewisville, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Denise Stuart Customer Complaint
Denise Stuart has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided bad advice in determining an investment strategy to purchase a home and further the client allegedly suffered $20,000 and tax consequences due to that bad advice. Denise Stuart’s customer complaint was denied and, to date, the customer has not taken any further action.
Denise Stuart Red Flags & Your Rights As An Investor
Of course, Denise Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Denise Stuart at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Denise Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Denise Stuart
If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Denise Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.