| Read Time: 2 minutes | LPL Financial Complaints |

DID DAVID JOHN VENEGAS CAUSE YOU INVESTMENT LOSSES?

David Venegas Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is David Venegas of LPL Financial LLC?

David Venegas (CRD #2027844) who is currently registered with LPL Financial LLC and located in Marysville, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, David Venegas was associated with CUNA Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

David Venegas Customer Complaint

David Venegas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender charges related to variable annuity investment. David Venegas’ customer complaint was denied and, to date, the customer has not taken any further action.

David Venegas Red Flags & Your Rights As An Investor

Of course, David Venegas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Venegas at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Venegas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Venegas

If you have questions about LPL Financial LLC, CUNA Brokerage Services, Inc. and/or David Venegas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...