DID DAVID ALAN STATEMAN CAUSE YOU INVESTMENT LOSSES?
David Stateman Formerly With Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is David Stateman formerly with Allstate Financial Services?
David Stateman (CRD #5530638) who was formerly registered with Allstate Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.
David Stateman was also the subject of a FINRA investigation related to a customer complaints. The financial advisor failed to respond to FINRA’s requests for documents and information. As a result, he was permanently barred from any further association with any member firm in any capacity.
David Stateman Customer Complaint
David Stateman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer expressed concerns that funds given to the representative were not deposited in a timely manner, and that he was given misinformation that may result in taxes due to the IRS. David Stateman’s customer complaint was settled in favor of the investors.
David Stateman Red Flags & Your Rights As An Investor
Of course, David Stateman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Stateman at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether David Stateman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To David Stateman
If you have questions about Allstate Financial Services and/or David Stateman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.