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David Spence Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct

Who is David Spence of Purshe Kaplan Sterling Investments?

David Spence (CRD #1384896) who is registered with Purshe Kaplan Sterling Investments and located in West Springfield, Virginia is a subject of one of our many securities industry sales practice abuse investigations.

David Spence Customer Complaint

David Spence has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with purchase of life insurance policy. David Spence’s customer complaint was denied and, to date, the customer has not taken any further action.

David Spence Red Flags & Your Rights As An Investor

Of course, David Spence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Spence at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether David Spence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To David Spence

If you have questions about Purshe Kaplan Sterling Investments and/or David Spence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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