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David Poulnot Of Lincoln Financial Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct

Who is David Poulnot of Lincoln Financial Securities Corporation?

David Poulnot (CRD #2217598) who is currently registered with Lincoln Financial Securities Corporation and located in North Charleston, South Carolina is a subject of one of our many securities industry sales practice abuse investigations.  

David Poulnot Customer Complaints

David Poulnot has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of David Poulnot’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against David Poulnot

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to disclose illiquidity of REIT investment
  • Unsuitable recommendation of annuity investment and failure to disclose tax penalties

David Poulnot Red Flags & Your Rights As An Investor

Of course, David Poulnot did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Poulnot at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether David Poulnot has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Corporation Due To David Poulnot

If you have questions about Lincoln Financial Securities Corporation and/or David Poulnot and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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