DID DAVID STEVEN PETERSON CAUSE YOU INVESTMENT LOSSES?
David Peterson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is David Peterson of Edward Jones?
David Peterson (CRD #5854571) who is currently registered with Edward Jones and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.
David Peterson Customer Complaint
David Peterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor failed to follow her verbal instructions and failure to disclose it to time adjustment maximum within a 529 plan within one year. David Peterson’s customer complaint was denied and, to date, the customer has not taken any further action.
David Peterson Red Flags & Your Rights As An Investor
Of course, David Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Peterson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether David Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To David Peterson
If you have questions about Edward Jones and/or David Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.