DID DAVID THOMAS PAWLOSKI CAUSE YOU INVESTMENT LOSSES?
David Pawloski Of Cantella & Co. And Formerly With Oppenheimer & Co. Has 6 Customer Complaints For Alleged Broker Misconduct
Who is David Pawloski of Cantella & Co.?
David Pawloski (CRD #1438717) who is currently registered with Cantella & Co.and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., David Pawloski was associated with Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Pawloski Customer Complaints
David Pawloski has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of David Pawloski’s 6 customer complaints resulted in an arbitration award in favor of the investors. Three of David Pawloski’s customer complaints were settled in favor of investors. Two of David Pawloski’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against David Pawloski
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that David Pawloski did not follow his instructions to sell a security.
- Client alleged that unauthorized and unsuitable investments were made in the account by David Pawloski.
- Client complained about the performance of securities in the account allegedly made by David Pawloski.
- Customer alleged that David Pawloski recommended unsuitable securities and charged excessive fees and commissions.
David Pawloski Red Flags & Your Rights As An Investor
Of course, David Pawloski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Pawloski at Cantella & Co. and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether David Pawloski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co. and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cantella & Co. Due To David Pawloski
If you have questions about Cantella & Co., Oppenheimer & Co., and/or David Pawloski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.