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David Nieset Of LPL Financial LLC And Formerly Avantax investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is David Nieset of LPL Financial LLC?

David Nieset

David Nieset (CRD #1621370) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in South Bend, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, David Nieset was associated with Avantax investment Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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David Nieset Customer Complaint

David Nieset has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose early withdrawal schedule related to mutual fund investment. The customer complaint was recently denied and, to date, the investor has not taken any further action.

David Nieset Red Flags & Your Rights As An Investor

Of course, David Nieset did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nieset at LPL Financial LLC and Avantax investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Nieset has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Avantax investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Nieset

If you have questions about LPL Financial LLC, Avantax investment Services, Inc. and/or David Nieset and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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