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David Lademan Formerly With LPL Financial LLC And Kalos Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct

Who is David Lademan formerly with LPL Financial LLC?

David Lademan (CRD #2479077) who was formerly registered with LPL Financial LLC and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, David Lademan was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

David Lademan Customer Complaints

David Lademan has been the subject of 6 customer complaints that we know about, 5 of those complaints were filed in the last year to recover investment losses. Three of David Lademan’s 6 customer complaints were settled in favor of investors.  One of David Lademan’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 2 pending customer complaints filed against David Lademan’s former employer Kalos Capital, Inc.  for investment losses caused by the alleged misconduct.

Allegations Against David Lademan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations and failure to perform due diligence on GPB Capital Holdings
  • Overconcentration in direct investments involving real estate securities and private equity
  • Misrepresentation to induce investment in annuity contracts
  • Breach of Fiduciary Duty, unsuitable investment recommendations, and breach of contract related to private placements in real estate securities
  • False and misleading statements and omissions of material fact, breach of fiduciary duty, breach of contract, negligence involving direct investments in equipment leasing in real estate securities

David Lademan Red Flags & Your Rights As An Investor

Of course, David Lademan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lademan at LPL Financial LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Lademan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Lademan

If you have questions about LPL Financial LLC, Kalos Capital, Inc., and/or David Lademan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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