DID DAVID HUA CAUSE YOU INVESTMENT LOSSES?
David Hua Of National Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is David Hua of National Securities?
David Hua (CRD #5527285) who is currently registered with National Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.
David Hua Customer Complaint
David Hua has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, suitability, unauthorized trading, breach of fiduciary duty, negligent misrepresentation and omissions. The customer complaint filed against David Hua’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.
David Hua Red Flags & Your Rights As An Investor
Of course, David Hua did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hua at National Securities on alert to review carefully the activity and performance of their accounts and question whether David Hua has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At National Securities Due To David Hua
If you have questions about National Securities and/or David Hua and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.