DID DAVID ROGER HIRONS CAUSE YOU INVESTMENT LOSSES?
David Hirons Of Wedbush Securities And Formerly With RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct
Who is David Hirons of Wedbush Securities?
David Hirons (CRD #2424566) who is currently registered with Wedbush Securities and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, David Hirons was associated with RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Hirons Customer Complaints
David Hirons has been the subject of 4 customer complaints that we know about. Two of David Hirons’ 4 customer complaints were settled in favor of investors. Two of David Hirons’ customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against David Hirons
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant, a California resident, alleged misrepresentation against David Hirons for investments in managed futures fund.
- Customer claimed that the mutual fund they purchased was described as an investment that would not lose principal allegedly by David Hirons.
- The claimant alleged David Hirons incorrectly executed numerous options. The statement of claim includes claims for trade error execution errors. Prior allegations: request for trade error reimbursement. Trades were executed in cash account and then were moved to the margin account.
- The allegation involved David Hirons’ assurance that a closed end fund was sold with a guarantee of no risk.
David Hirons Red Flags & Your Rights As An Investor
Of course, David Hirons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hirons at Wedbush Securities and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether David Hirons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wedbush Securities Due To David Hirons
If you have questions about Wedbush Securities, RBC Capital Markets, and/or David Hirons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.