DID DAVID EDMUND GOODWIN CAUSE YOU INVESTMENT LOSSES?
David Goodwin Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct
Who is David Goodwin of Merrill Lynch Pierce Fenner & Smith?
David Goodwin (CRD #2434504) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.
David Goodwin Customer Complaints
David Goodwin has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of David Goodwin’s customers complaints were denied and, to date, the customers have not taken any further action.
Allegations Against David Goodwin
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged he was not informed by David Goodwin of the details involved in his purchase of a variable annuity.
- Client alleged inappropriate recommendations by David Goodwin.
- Client signed discretionary investment advisory agreement. Later client claimed she should have been in AAA municipal bonds and that the trades in the discretionary investment advisory account were unauthorized.
David Goodwin Red Flags & Your Rights As An Investor
Of course, David Goodwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Goodwin at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether David Goodwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Goodwin
If you have questions about Merrill Lynch Pierce Fenner & Smith and/or David Goodwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.